Mission Marketplace Minimum Listing Requirements Help Investors Identify and Understand Your Company and Opportunity:

All Mission Markets issuers must meet certain requirements before listing opportunities on the Mission Marketplace. These requirements have been established to assure investors that the offerings have verifiable double or triple bottom-line returns as well as the needed offering documentation.

Corporate Documents

• The certificate of incorporation (or equivalent) and the bylaws (or equivalent, such as an Operating Agreement for an LLC) of the Issuer

Offering Documentation

• Either (a) Private Placement Memorandum OR (b) Term Sheet + Executive Summary and Business Plan
• Engagement letter from attorney or broker dealer
• Subscription Agreement for the securities being offered (if available)

Financial Disclosures

• Established organizations must provide ONE of the following (minimum of two fiscal years): (a) audited financial statements (b) unaudited financial statements OR (c) IRS tax form
• Pro-forma projections for five years (recommended) or two years (minimum)

Social and Environmental Impact

• Provide documentation and results of ONE third party Assessment, Rating, or Certification (ARC) for the organization, project, or offering. Agree to annual updates of your ARC (where applicable). See Mission Markets’ accepted third party list of MM Private Capital ARCs.
• Provide from one to five key quantitative impact indicators or results metrics reported annually following the IRIS taxonomy sheet titled ‘Product Impact’. Additional sector specific metrics will be made available over time. Quarterly reporting recommended. Contact support@missionmarkets.com if your principle metrics are not part of the IRIS taxonomy.

Additional Information

• Investor presentation (Powerpoint or video or both)
• For investment fund managers - three examples of previous investments

Please contact support@missionmarkets.com if you have any questions about the listing process.